Compliance · Blotter · AML

Blotter platform
for broker-dealers

Manage trades, AML alerts, and compliance workflows from a single, secure, auditable environment.

Centralized trade registry with full traceability.

Alerts and cases integrated with FINRA and SEC regulations.

Configurable dashboards with Excel/PDF export.

Multi-tenant with granular role-based access control.

Automated trade imports from Excel or SFTP

Supervisor review workflow with audit trail

Clearing firm integration

Immutable change history per trade

Need access? Contact your administrator or the support team.

Trusted by broker-dealers regulated under FINRA and SEC.FINRA · SEC compliance

Compliance · Blotter · AML

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Demo accounts

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