Four disciplines on one system of record — the fixed income blotter, the trade blotter of record, AML surveillance and Reg BI. Captured and reconciled by T+1, from execution to filing.
SEC 17a-4 records · FINRA 3110 supervision · BSA/AML
Introducing
APFIB
The Fixed Income Blotter
APTB
The Trade Blotter of Record
APAML
AML Surveillance
APREGBI
Regulation Best Interest
Captured and reconciled by T+1 — from execution to filing.
Module 01
APFIB
The Fixed Income Blotter
Rates, credit, munis, structured product — held in one book, exactly as the desk trades them. Positions and P&L, the full lifecycle on a single timeline, and every fill captured with its execution stamp and reconciled by T+1.
The book of record, closed and reconciled by trade date plus one.
Module 02
APTB
The Trade Blotter of Record
One immutable, time-sequenced book the whole firm reads from — equities, fixed income, FX, derivatives in a single view. Every change is stamped, nothing overwritten, and reconciliation against OMS/EMS is complete by T+1. The desk sees the desk; compliance sees everything.
When the question comes, the answer is already in the book.
Module 03
APAML
AML Surveillance
Surveillance that runs on the same book the desk trades into — the consolidated T+1 record. Monitoring across trade and payment activity, behavioral detection for structuring, layering and wash trades, and case management that carries an alert to a SAR-ready file on one trail.
One reconciled book, surveilled and case-managed by T+1.
Module 04
APREGBI
Regulation Best Interest
Every recommendation and executed trade, tested against the SEC's Reg BI obligations — Disclosure, Care, Conflict of Interest, and Compliance — on the same book as the blotters. Best-interest determinations documented, exceptions surfaced for review, and a complete Reg BI audit trail assembled by T+1.
The best-interest record, exam-ready by trade date plus one.
Two blotters
The blotter is split in two because the data arrives from two different places. APFIB takes the desk's own execution feed; APTB takes what the clearing firm confirms. Both reconcile into the same T+1 record — which is what makes the book answerable.
APFIB
Execution side
apblotter.dcgeeks.net/blotter/fixed-income
APTB
Clearing side
apblotter.dcgeeks.net/blotter-reports
The two feeds converge on one immutable, time-sequenced record — which is why APAML surveils and APREGBI documents against the same book, rather than against two versions of the truth. Every reconciliation is a place where two records could disagree; this is where they are made to agree, by T+1.
See it running
Four modules across three environments. Both blotters run in the same deployment, because they share one book.
Access is granted per firm. Modules that are not enabled for your firm stay visible after sign-in — request a walkthrough and we will turn one on for a pilot tenant.
Four sign-in pages would mean four directories to reconcile at exam time. APAegis gives the compliance officer one surface to govern — and one report to hand over.
A terminated employee is revoked once, everywhere. No fourth system quietly holding a live credential.
Set the authentication standard at the suite level; every module inherits it the moment it is enabled.
Entitlements across all four modules export as a single periodic access-review artifact.
Every sign-in, elevation and denial lands in the same time-stamped, hash-chained record.
One desk. One record.