Every trade, every clearing firm, under one lens.
Blotter Studio ingests your clearing firm's standard data files, normalizes them by CUSIP and account, and turns the daily blotter into a supervised, audit-ready workflow — multi-tenant, real-time, and built for the exam.
SEC 17a-4 records · FINRA 3110 supervision · BSA/AML
Daily blotter
Live review queue
Compliance, without the spreadsheets
The whole lifecycle — ingest, review, escalate, retain — in one place your examiners can trust.
Clearing-firm file ingestion
Fixed-width, CSV and XLSX parsed against configurable layouts. Any US clearing firm's record types, mapped to clean records automatically.
Multi-tenant by design
Every broker-dealer isolated at the data layer. Strict server-side RBAC keeps compliance, supervisors and traders in their lane.
Alerts that rank themselves
Surveillance rules and AI scoring surface the trades that matter first — fewer false positives, faster review.
Audit-ready retention
Every action time-stamped and hash-chained. WORM-grade records that hold up to an SEC 17a-4 examination.
See your blotter the way regulators do.
Sign in to your workspace or request access for your firm.