Fixed Income · Blotter · AML · Reg BI

APAegis™
The Compliance Blotter Suite

Four disciplines from Analytica Priora, on one identity and one system of record. Two blotters, AML surveillance and Reg BI — captured and reconciled by T+1, from execution to filing.

APFIB · Fixed Income Blotter

Bloomberg TOMS execution feed — rates, credit, munis, structured product.

APTB · Trade Blotter of Record

Clearing-firm files — equities, mutual funds and ETFs by CUSIP and account.

APAML · AML Surveillance

Alerts and cases on the same reconciled book, through to a SAR-ready file.

APREGBI · Regulation Best Interest

Best-interest determinations documented, with a complete Reg BI audit trail.

Automated trade imports from Excel or SFTP

Supervisor review workflow with audit trail

Clearing firm integration

Immutable change history per trade

Need access? Contact your administrator or the support team.

1-844-RISK-411 admin@analyticapriora.com

Trusted by broker-dealers regulated under FINRA and SEC.FINRA · SEC compliance

Fixed Income · Blotter · AML · Reg BI

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